Akins Marshall D's Form 4 filing
Carpenter Technology Corp (CRS) · filed Sep 15, 2023
- Accession no.
- 0001062993-23-018060
- Filed
- Sep 15, 2023
- Trade date
- Sep 13, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $97.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Akins Marshall DCIK 0001915828 | Officer (VP Chief Commercial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2023 | Common Stock | MOption exerciseAcquired | +935 | $40.43 | +$37,802.05 | 23,942.65 | Direct | |
| Sep 13, 2023 | Common Stock | MOption exerciseAcquired | +565 | $44.13 | +$24,933.45 | 24,507.65 | Direct | |
| Sep 13, 2023 | Common Stock | SSaleDisposed | −1,500 | $65.00 | −$97,500 | 23,007.65 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2023 | Common Stock | MOption exerciseDisposed | −935 | – | – | 0 | Direct | |
| Sep 13, 2023 | Common Stock | MOption exerciseDisposed | −565 | – | – | 185 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.