Akins Marshall D's Form 4 filing
Carpenter Technology CorpCRS · filed Sep 15, 2023
- Accession no.
- 0001062993-23-018060
- Filed
- Sep 15, 2023
- Trade date
- Sep 13, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $97.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Akins Marshall DCIK 0001915828 | Officer (VP Chief Commercial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2023 | Common Stock | MOption exerciseAcquired | +935 | $40.43 | +$37,802.05 | 23,942.65 | Direct | |
| Sep 13, 2023 | Common Stock | MOption exerciseAcquired | +565 | $44.13 | +$24,933.45 | 24,507.65 | Direct | |
| Sep 13, 2023 | Common Stock | SSaleDisposed | −1,500 | $65.00 | −$97,500 | 23,007.65 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
Referenced by the price of 2 transactions in Table II.