Bichara Guillermo's Form 4 filing
Linde PLC (LIN) · filed Sep 11, 2023
- Accession no.
- 0001062993-23-017888
- Filed
- Sep 11, 2023
- Trade date
- Sep 7, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.83M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bichara GuillermoCIK 0001629436 | Officer (Exec VP& Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2023 | Ordinary Shares | MOption exerciseAcquired | +38,800 | $154.00 | +$5,975,200 | 65,961 | Direct | |
| Sep 7, 2023 | Ordinary Shares | FTax withholdingDisposed | −26,316 | $384.66 | −$10,122,712.56 | 39,645 | Direct | |
| Sep 7, 2023 | Ordinary Shares | SSaleDisposed | −12,484 | $386.53F2 | −$4,825,440.52 | 27,161 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2023 | Ordinary Shares | MOption exerciseDisposed | −38,800 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is the weighted average sale price. The sale prices ranged from $384.670 to $387.330. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.