Ratnakar Raj's Form 4 filing
DuPont de Nemours, Inc. (DD) · filed Sep 5, 2023
- Accession no.
- 0001062993-23-017600
- Filed
- Sep 5, 2023
- Trade date
- Aug 31, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.92M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ratnakar RajCIK 0001670810 | Officer (SVP & Chief Strategy Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2023 | Common Stock | MOption exerciseAcquired | +50,633 | $66.06 | +$3,344,815.98 | 82,352.75 | Direct | |
| Aug 31, 2023 | Common Stock | SSaleDisposed | −50,633 | $77.42 | −$3,920,006.86 | 31,719.75 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2023 | Common Stock | MOption exerciseDisposed | −50,633 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.