Verich John S's Form 4 filing
Oshkosh CorpOSK · filed Sep 5, 2023
- Accession no.
- 0001062993-23-017507
- Filed
- Sep 5, 2023
- Trade date
- Aug 31, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $41.6K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Verich John SCIK 0001926053 | Officer (SVP Corp Dev & Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2023 | Common Stock | MOption exerciseAcquired | +400 | $66.89 | +$26,756 | 3,450.49 | Direct | |
| Aug 31, 2023 | Common Stock | SSaleDisposed | −400 | $103.88 | −$41,552 | 3,050.49 | Direct | |
| Aug 31, 2023 | Common Stock | MOption exerciseAcquired | +750 | $66.89 | +$50,167.5 | 3,856.81 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2023 | Common Stock | MOption exerciseDisposed | −750 | $0.00 | $0 | 400 | Direct | |
| Aug 31, 2023 | Common Stock | MOption exerciseDisposed | −400 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.