Pack Michael E's Form 4 filing
Oshkosh CorpOSK · filed Aug 31, 2023
- Accession no.
- 0001062993-23-017337
- Filed
- Aug 31, 2023
- Trade date
- Aug 30, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $832.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pack Michael ECIK 0001808096 | Officer (Exec. VP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2023 | Common Stock | MOption exerciseAcquired | +2,025 | $86.59 | +$175,344.75 | 18,998.89 | Direct | |
| Aug 30, 2023 | Common Stock | SSaleDisposed | −2,025 | $103.18F1 | −$208,939.5 | 16,973.89 | Direct | |
| Aug 30, 2023 | Common Stock | MOption exerciseAcquired | +4,025 | $66.09 | +$266,012.25 | 20,998.89 | Direct | |
| Aug 30, 2023 | Common Stock | SSaleDisposed | −4,025 | $103.07F2 | −$414,856.75 | 16,973.89 | Direct | |
| Aug 30, 2023 | Common Stock | MOption exerciseAcquired | +2,025 | $90.28 | +$182,817 | 18,998.89 | Direct | |
| Aug 30, 2023 | Common Stock | SSaleDisposed | −2,025 | $103.11F3 | −$208,797.75 | 17,078.87 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2023 | Common Stock | MOption exerciseDisposed | −2,025 | $0.00 | $0 | 0 | Direct | |
| Aug 30, 2023 | Common Stock | MOption exerciseDisposed | −4,025 | $0.00 | $0 | 0 | Direct | |
| Aug 30, 2023 | Common Stock | MOption exerciseDisposed | −2,025 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents weighted average price. Individual sales by lot ranged from $103.06 to $103.30. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents weighted average price. Individual sales by lot ranged from $102.99 to $103.21. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents weighted average price. Individual sales by lot ranged from $103.02 to $103.195. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.