Notarainni Mark P.'s Form 4 filing
Intuit Inc. (INTU) · filed Aug 30, 2023
- Accession no.
- 0001062993-23-017294
- Filed
- Aug 30, 2023
- Trade date
- Aug 28, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 27 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.07M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Notarainni Mark P.CIK 0001987167 | Officer (EVP, Consumer Group) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 28, 2023 | Common Stock | SSaleDisposed | −50 | $514.52F1 | −$25,726 | 1,907 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −70 | $515.45F2 | −$36,081.5 | 1,837 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −143 | $517.11F3 | −$73,946.73 | 1,694 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −220 | $518.19F4 | −$114,001.8 | 1,474 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −330 | $519.19F5 | −$171,332.7 | 1,144 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −160 | $520.37F6 | −$83,259.2 | 984 | Direct | |
| Aug 28, 2023 | Common Stock | MOption exerciseAcquired | +616 | $216.64 | +$133,450.24 | 1,600 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −40 | $514.96F7 | −$20,598.4 | 1,560 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −86 | $516.25F8 | −$44,397.5 | 1,474 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −180 | $517.97F9 | −$93,234.6 | 1,294 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −170 | $518.91F10 | −$88,214.7 | 1,124 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −140 | $520.01F11 | −$72,801.4 | 984 | Direct | |
| Aug 28, 2023 | Common Stock | MOption exerciseAcquired | +5,007 | $281.60 | +$1,409,971.2 | 5,991 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −300 | $514.48F12 | −$154,344 | 5,691 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −260 | $515.51F13 | −$134,032.6 | 5,431 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −591 | $516.59F14 | −$305,304.69 | 4,840 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −2,040 | $518.38F15 | −$1,057,495.2 | 2,800 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −1,416 | $519.62F16 | −$735,781.92 | 1,384 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −400 | $520.51F17 | −$208,204 | 984 | Direct | |
| Aug 28, 2023 | Common Stock | MOption exerciseAcquired | +1,253 | $303.94 | +$380,836.82 | 2,237 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −50 | $514.47F18 | −$25,723.5 | 2,187 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −70 | $515.46F19 | −$36,082.2 | 2,117 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −189 | $516.64F20 | −$97,644.96 | 1,928 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −460 | $518.39F21 | −$238,459.4 | 1,468 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −238 | $519.18F22 | −$123,564.84 | 1,230 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −226 | $520.13F23 | −$117,549.38 | 1,004 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −20 | $520.93 | −$10,418.6 | 984 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 28, 2023 | Common Stock | MOption exerciseDisposed | −616 | $0.00 | $0 | 0 | Direct | |
| Aug 28, 2023 | Common Stock | MOption exerciseDisposed | −5,007 | $0.00 | $0 | 0 | Direct | |
| Aug 28, 2023 | Common Stock | MOption exerciseDisposed | −1,253 | $0.00 | $0 | 9,810 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades ranging from $513.96 to $514.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades ranging from $515.15 to $515.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades ranging from $516.63 to $517.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades ranging from $517.69 to $518.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades ranging from $518.70 to $519.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades ranging from $520 to $520.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades ranging from $514.51 to $515.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades ranging from $515.88 to $516.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades ranging from $517.40 to $518.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades ranging from $518.46 to $519.23. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades ranging from $519.56 to $520.41. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades ranging from $513.94 to $514.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades ranging from $515.10 to $516.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades ranging from $516.405 to $516.82. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
This transaction was executed in multiple trades ranging from $517.81 to $518.74. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F16
This transaction was executed in multiple trades ranging from $519.05 to $520. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F17
This transaction was executed in multiple trades ranging from $520.22 to $521.11. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F18
This transaction was executed in multiple trades ranging from $513.93 to $514.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F19
This transaction was executed in multiple trades ranging from $515.12 to $516.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F20
This transaction was executed in multiple trades ranging from $516.51 to $516.82. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F21
This transaction was executed in multiple trades ranging from $517.81 to $518.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F22
This transaction was executed in multiple trades ranging from $518.84 to $519.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F23
This transaction was executed in multiple trades ranging from $519.85 to $520.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
Transactions effected pursuant to a 10b5-1 trading plan adopted by the reporting person on July 10, 2023.