Aujla Sandeep's Form 4 filing
Intuit Inc. (INTU) · filed Aug 30, 2023
- Accession no.
- 0001062993-23-017292
- Filed
- Aug 30, 2023
- Trade date
- Aug 28-29, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.75M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Aujla SandeepCIK 0001987166 | Officer (EVP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 28, 2023 | Common Stock | SSaleDisposed | −104 | $519.05 | −$53,981.2 | 235.4 | Direct | |
| Aug 29, 2023 | Common Stock | MOption exerciseAcquired | +5,010 | $303.94 | +$1,522,739.4 | 5,245.4 | Direct | |
| Aug 29, 2023 | Common Stock | MOption exerciseAcquired | +5,722 | $281.60 | +$1,611,315.2 | 10,967.4 | Direct | |
| Aug 29, 2023 | Common Stock | SSaleDisposed | −10,732 | $531.01F1 | −$5,698,799.32 | 235.4 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 29, 2023 | Common Stock | MOption exerciseDisposed | −5,010 | $0.00 | $0 | 1,670 | Direct | |
| Aug 29, 2023 | Common Stock | MOption exerciseDisposed | −5,722 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades ranging from $531 to $531.165. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
Transaction(s) on 8/28/2023 effected pursuant to a 10b5-1 trading plan adopted by the reporting person on January 4, 2023.