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LaRochelle Karen's Form 4 filing

Kuvatris Therapeutics, Inc. (PXMD) · filed Aug 30, 2023

Accession no.
0001062993-23-017283
Filed
Aug 30, 2023, 4:09 PM ET
Trade date
Aug 28-29, 2023
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions. Open-market sales total $1.22K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
LaRochelle KarenCIK 0001822915Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 28, 2023Common StockSSaleDisposed−2,000$0.5009F2−$1,001.852,129Direct
Aug 29, 2023Common StockSSaleDisposed−456$0.4847F3−$221.0251,673Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The sale price represents the weighted average sale price of the shares sold ranging from $0.5005 to $0.5202 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

The sale price represents the weighted average sale price of the shares sold ranging from $0.4844 to $0.4899 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)