Milburn Ryan A.'s Form 4 filing
Allison Transmission Holdings Inc (ALSN) · filed Aug 30, 2023
- Accession no.
- 0001062993-23-017271
- Filed
- Aug 30, 2023
- Trade date
- Aug 28, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $436.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Milburn Ryan A.CIK 0001543604 | Officer (VP, Product Engr. & Tech Dev.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 28, 2023 | Common Stock | MOption exerciseAcquired | +3,242 | $37.11 | +$120,310.62 | 17,069 | Direct | |
| Aug 28, 2023 | Common Stock | MOption exerciseAcquired | +4,130 | $49.60 | +$204,848 | 21,199 | Direct | |
| Aug 28, 2023 | Common Stock | SSaleDisposed | −7,372 | $59.15 | −$436,053.8 | 13,827 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 28, 2023 | Common Stock | MOption exerciseDisposed | −3,242 | $0.00 | $0 | 0 | Direct | |
| Aug 28, 2023 | Common Stock | MOption exerciseDisposed | −4,130 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.