Ratnakar Raj's Form 4 filing
DuPont de Nemours, Inc.DD · filed Aug 29, 2023
- Accession no.
- 0001062993-23-017195
- Filed
- Aug 29, 2023
- Trade date
- Aug 25, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.18M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ratnakar RajCIK 0001670810 | Officer (SVP & Chief Strategy Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2023 | Common Stock | MOption exerciseAcquired | +15,838 | $53.50 | +$847,333 | 47,557.75 | Direct | |
| Aug 25, 2023 | Common Stock | SSaleDisposed | −15,838 | $74.56F2 | −$1,180,881.28 | 31,719.75 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2023 | Common Stock | MOption exerciseDisposed | −15,838 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Weighted average sales price of $74.56. Trades ranged from $74.5503 to $74.66. The reporting person will provide to the Commission, the issuer and any stockholder full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.