Skip to main content

Haring-Smith Whitney's Form 4 filing

Nuburu, Inc. (BURU) · filed Aug 11, 2023

Accession no.
0001062993-23-016303
Filed
Aug 11, 2023, 7:11 PM ET
Trade date
Aug 9-11, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 27 non-derivative transactions and 0 derivative transactions. Open-market sales total $460.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Haring-Smith WhitneyCIK 000184653510% Owner
Anzu Nuburu V LLCCIK 000195987910% Owner
Anzu Nuburu LLCCIK 000195988410% Owner
Seldin DavidCIK 000195990010% Owner
Herman DebrahCIK 000195991310% Owner
Anzu Partners LLCCIK 000195997210% Owner
Anzu Nuburu II LLCCIK 000195997410% Owner
Anzu Nuburu III LLCCIK 000196002410% Owner
CST Global LLCCIK 000196013210% Owner
David & Jennifer Michael Family Ltd PartnershipCIK 000196018810% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 9, 2023Common StockSSaleDisposed−19,777$0.6815−$13,478.035,645,857Direct
Aug 9, 2023Common StockSSaleDisposed−7,859$0.6815−$5,355.912,243,562Direct
Aug 9, 2023Common StockSSaleDisposed−3,615$0.6815−$2,463.621,031,919Direct
Aug 9, 2023Common StockSSaleDisposed−2,970$0.6815−$2,024.06847,939Direct
Aug 9, 2023Common StockSSaleDisposed−983$0.6815−$669.91280,487Direct
Aug 9, 2023Common StockSSaleDisposed−348$0.6815−$237.1699,231Direct
Aug 9, 2023Common StockSSaleDisposed−201$0.6815−$136.9857,476Direct
Aug 9, 2023Common StockSSaleDisposed−47$0.6815−$32.0313,538Direct
Aug 9, 2023Common StockSSaleDisposed−24$0.6815−$16.366,768Direct
Aug 10, 2023Common StockSSaleDisposed−323,586$0.7408−$239,712.515,322,271Direct
Aug 10, 2023Common StockSSaleDisposed−128,584$0.7408−$95,255.032,114,978Direct
Aug 10, 2023Common StockSSaleDisposed−59,142$0.7408−$43,812.39972,777Direct
Aug 10, 2023Common StockSSaleDisposed−48,597$0.7408−$36,000.66799,342Direct
Aug 10, 2023Common StockSSaleDisposed−16,075$0.7408−$11,908.36264,412Direct
Aug 10, 2023Common StockSSaleDisposed−5,687$0.7408−$4,212.9393,544Direct
Aug 10, 2023Common StockSSaleDisposed−3,294$0.7408−$2,440.254,182Direct
Aug 10, 2023Common StockSSaleDisposed−776$0.7408−$574.8612,762Direct
Aug 10, 2023Common StockSSaleDisposed−388$0.7408−$287.436,380Direct
Aug 11, 2023Common StockSSaleDisposed−1,325$0.6934−$918.765,320,946Direct
Aug 11, 2023Common StockSSaleDisposed−527$0.6934−$365.422,114,451Direct
Aug 11, 2023Common StockSSaleDisposed−242$0.6934−$167.8972,535Direct
Aug 11, 2023Common StockSSaleDisposed−199$0.6934−$137.99799,143Direct
Aug 11, 2023Common StockSSaleDisposed−66$0.6934−$45.76264,346Direct
Aug 11, 2023Common StockSSaleDisposed−23$0.6934−$15.9593,521Direct
Aug 11, 2023Common StockSSaleDisposed−13$0.6934−$9.0154,169Direct
Aug 11, 2023Common StockSSaleDisposed−3$0.6934−$2.0812,759Direct
Aug 11, 2023Common StockSSaleDisposed−2$0.6934−$1.396,378Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)