Haring-Smith Whitney's Form 4 filing
Nuburu, Inc. (BURU) · filed Aug 9, 2023
- Accession no.
- 0001062993-23-016119
- Filed
- Aug 9, 2023, 9:46 PM ET
- Trade date
- Aug 7-8, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 18 non-derivative transactions and 0 derivative transactions. Open-market sales total $8.76M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Haring-Smith WhitneyCIK 0001846535 | 10% Owner |
| Anzu Nuburu V LLCCIK 0001959879 | 10% Owner |
| Anzu Nuburu LLCCIK 0001959884 | 10% Owner |
| Seldin DavidCIK 0001959900 | 10% Owner |
| Herman DebrahCIK 0001959913 | 10% Owner |
| Anzu Partners LLCCIK 0001959972 | 10% Owner |
| Anzu Nuburu II LLCCIK 0001959974 | 10% Owner |
| Anzu Nuburu III LLCCIK 0001960024 | 10% Owner |
| CST Global LLCCIK 0001960132 | 10% Owner |
| David & Jennifer Michael Family Ltd PartnershipCIK 0001960188 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 7, 2023 | Common Stock | SSaleDisposed | −8,281 | $0.7104 | −$5,882.82 | 10,109,958 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −3,291 | $0.7104 | −$2,337.93 | 4,017,469 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −1,514 | $0.7104 | −$1,075.55 | 1,847,823 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −1,244 | $0.7104 | −$883.74 | 1,518,374 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −411 | $0.7104 | −$291.97 | 502,260 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −146 | $0.7104 | −$103.72 | 177,690 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −84 | $0.7104 | −$59.67 | 102,920 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −20 | $0.7104 | −$14.21 | 24,240 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −10 | $0.7104 | −$7.1 | 12,120 | Direct | |
| Aug 8, 2023 | Common Stock | SSaleDisposed | −4,444,324 | $1.09 | −$4,832,757.92 | 5,665,634 | Direct | |
| Aug 8, 2023 | Common Stock | SSaleDisposed | −1,766,048 | $1.09 | −$1,920,400.6 | 2,251,421 | Direct | |
| Aug 8, 2023 | Common Stock | SSaleDisposed | −812,289 | $1.09 | −$883,283.06 | 1,035,534 | Direct | |
| Aug 8, 2023 | Common Stock | SSaleDisposed | −667,465 | $1.09 | −$725,801.44 | 850,909 | Direct | |
| Aug 8, 2023 | Common Stock | SSaleDisposed | −220,790 | $1.09 | −$240,087.05 | 281,470 | Direct | |
| Aug 8, 2023 | Common Stock | SSaleDisposed | −78,111 | $1.09 | −$84,937.9 | 99,579 | Direct | |
| Aug 8, 2023 | Common Stock | SSaleDisposed | −45,243 | $1.09 | −$49,197.24 | 57,677 | Direct | |
| Aug 8, 2023 | Common Stock | SSaleDisposed | −10,655 | $1.09 | −$11,586.25 | 13,585 | Direct | |
| Aug 8, 2023 | Common Stock | SSaleDisposed | −5,328 | $1.09 | −$5,793.67 | 6,792 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.