Calleja Fernandez Bernardo's Form 4 filing
Otis Worldwide Corp (OTIS) · filed Jul 28, 2023
- Accession no.
- 0001062993-23-015444
- Filed
- Jul 28, 2023
- Trade date
- Jul 28, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $362.1K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Calleja Fernandez BernardoCIK 0001831497 | Officer (President, Otis EMEA) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 28, 2023 | Common Stock | MOption exerciseAcquired | +2,213 | $58.66 | +$129,814.58 | 34,668 | Direct | |
| Jul 28, 2023 | Common Stock | MOption exerciseAcquired | +9,542 | $67.83 | +$647,233.86 | 44,210 | Direct | |
| Jul 28, 2023 | Common Stock | MOption exerciseAcquired | +20,975 | $63.92 | +$1,340,722 | 65,185 | Direct | |
| Jul 28, 2023 | Common Stock | MOption exerciseAcquired | +14,709 | $63.93 | +$940,346.37 | 79,894 | Direct | |
| Jul 28, 2023 | Common Stock | FTax withholdingDisposed | −33,805 | $90.46 | −$3,058,000.3 | 46,089 | Direct | |
| Jul 28, 2023 | Common Stock | SSaleDisposed | −3,992 | $90.70 | −$362,074.4 | 42,097 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 28, 2023 | Common Stock | MOption exerciseDisposed | −2,213 | $0.00 | $0 | 0 | Direct | |
| Jul 28, 2023 | Common Stock | MOption exerciseDisposed | −9,542 | $0.00 | $0 | 0 | Direct | |
| Jul 28, 2023 | Common Stock | MOption exerciseDisposed | −20,975 | $0.00 | $0 | 0 | Direct | |
| Jul 28, 2023 | Common Stock | MOption exerciseDisposed | −14,709 | $0.00 | $0 | 7,355 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.