Softbank Group Corp's Form 4 filing
Symbotic Inc. (SYM) · filed Jul 25, 2023
- Accession no.
- 0001062993-23-015316
- Filed
- Jul 25, 2023, 5:43 PM ET
- Trade date
- Jul 23, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $500.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Softbank Group CorpCIK 0001065521 | 10% Owner |
| Softbank Vision Fund II-2 L.P.CIK 0001787613 | 10% Owner |
| SB Management LtdCIK 0001818296 | 10% Owner |
| SVF II Aggregator (Jersey) L.P.CIK 0001883559 | 10% Owner |
| SB Global Advisers LtdCIK 0001883884 | 10% Owner |
| SVF II Holdings (DE) LLCCIK 0001883900 | 10% Owner |
| SVF II SPAC Investment 3 (DE) LLCCIK 0001934312 | 10% Owner |
| SB Northstar GPCIK 0001972882 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 23, 2023 | Class A Common Stock | PPurchaseAcquired | +17,825,312 | $28.05 | +$500,000,001.6 | 17,825,312 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 23, 2023 | Class A Common Stock | JOtherAcquired | +11,434,360 | –F4 | – | 11,434,360 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The warrants were issued pursuant to that certain Framework Agreement, dated as of July 23, 2023, by and among the issuer, Symbotic Holdings LLC, Symbotic LLC, Sunlight Investment Corp., SSI AIV and GreenBox Systems LLC.
Referenced by the price of 1 transaction in Table II.