Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Jul 11, 2023
- Accession no.
- 0001062993-23-014804
- Filed
- Jul 11, 2023
- Trade date
- Jul 7-10, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 10 non-derivative transactions. Open-market sales total $4.53M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 7, 2023 | Common Stock | SSaleDisposed | −320 | $193.46F2 | −$61,907.2 | 11,315,807 | Direct | |
| Jul 7, 2023 | Common Stock | SSaleDisposed | −2,179 | $195.43F3 | −$425,841.97 | 11,313,628 | Direct | |
| Jul 7, 2023 | Common Stock | SSaleDisposed | −801 | $196.32F4 | −$157,252.32 | 11,312,827 | Direct | |
| Jul 7, 2023 | Common Stock | SSaleDisposed | −2,489 | $197.59F5 | −$491,801.51 | 11,310,338 | Direct | |
| Jul 7, 2023 | Common Stock | SSaleDisposed | −4,732 | $198.54F6 | −$939,491.28 | 11,305,606 | Direct | |
| Jul 7, 2023 | Common Stock | SSaleDisposed | −697 | $199.11F7 | −$138,779.67 | 11,304,909 | Direct | |
| Jul 10, 2023 | Common Stock | SSaleDisposed | −1,896 | $197.12F8 | −$373,739.52 | 11,303,013 | Direct | |
| Jul 10, 2023 | Common Stock | SSaleDisposed | −6,194 | $198.08F9 | −$1,226,907.52 | 11,296,819 | Direct | |
| Jul 10, 2023 | Common Stock | SSaleDisposed | −3,246 | $198.79F10 | −$645,272.34 | 11,293,573 | Direct | |
| Jul 10, 2023 | Common Stock | SSaleDisposed | −348 | $199.60F11 | −$69,460.8 | 11,293,225 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $193.0000 to $193.9700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $194.7700 to $195.7400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $195.8850 to $196.7300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $197.0200 to $197.9500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $198.0300 to $199.0200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $199.0300 to $199.1800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $196.5000 to $197.4500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $197.5100 to $198.4850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $198.5100 to $199.4700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $199.5200 to $199.7300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.