Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Jul 3, 2023
- Accession no.
- 0001062993-23-014313
- Filed
- Jul 3, 2023
- Trade date
- Jun 29-30, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 11 non-derivative transactions. Open-market sales total $4.87M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 29, 2023 | Common Stock | SSaleDisposed | −2,707 | $188.56F2 | −$510,431.92 | 11,352,480 | Direct | |
| Jun 29, 2023 | Common Stock | SSaleDisposed | −1,956 | $189.70F3 | −$371,053.2 | 11,350,524 | Direct | |
| Jun 29, 2023 | Common Stock | SSaleDisposed | −2,101 | $190.82F4 | −$400,912.82 | 11,348,423 | Direct | |
| Jun 29, 2023 | Common Stock | SSaleDisposed | −4,080 | $191.89F5 | −$782,911.2 | 11,344,343 | Direct | |
| Jun 29, 2023 | Common Stock | SSaleDisposed | −1,719 | $192.91F6 | −$331,612.29 | 22,342,624 | Direct | |
| Jun 29, 2023 | Common Stock | SSaleDisposed | −87 | $193.73F7 | −$16,854.51 | 11,342,537 | Direct | |
| Jun 30, 2023 | Common Stock | SSaleDisposed | −450 | $192.68F8 | −$86,706 | 11,342,087 | Direct | |
| Jun 30, 2023 | Common Stock | SSaleDisposed | −4,753 | $193.53F9 | −$919,848.09 | 11,337,334 | Direct | |
| Jun 30, 2023 | Common Stock | SSaleDisposed | −5,078 | $194.87F10 | −$989,549.86 | 11,332,256 | Direct | |
| Jun 30, 2023 | Common Stock | SSaleDisposed | −1,919 | $195.70F11 | −$375,548.3 | 11,330,337 | Direct | |
| Jun 30, 2023 | Common Stock | SSaleDisposed | −450 | $196.45F12 | −$88,402.5 | 11,329,887 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $188.2000 to $189.1600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $189.2200 to $190.0700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $190.3900 to $191.3500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $191.5200 to $192.5050. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $192.5800 to $193.4100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $193.6100 to $193.9300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $192.0750 to $193.0300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $193.1700 to $194.1400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $194.2200 to $195.2100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $195.2200 to $196.2100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $196.2300 to $196.9300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.