Haring-Smith Whitney's Form 4 filing
Nuburu, Inc. (BURU) · filed Jun 23, 2023
- Accession no.
- 0001062993-23-013995
- Filed
- Jun 23, 2023, 5:05 PM ET
- Trade date
- Jun 16-22, 2023
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 0 derivative transactions. Open-market sales total $6.11K. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Haring-Smith WhitneyCIK 0001846535 | 10% Owner |
| Anzu Nuburu V LLCCIK 0001959879 | 10% Owner |
| Anzu Nuburu LLCCIK 0001959884 | 10% Owner |
| Seldin DavidCIK 0001959900 | 10% Owner |
| Herman DebrahCIK 0001959913 | 10% Owner |
| Anzu Partners LLCCIK 0001959972 | 10% Owner |
| Anzu Nuburu II LLCCIK 0001959974 | 10% Owner |
| Anzu Nuburu III LLCCIK 0001960024 | 10% Owner |
| CST Global LLCCIK 0001960132 | 10% Owner |
| David & Jennifer Michael Family Ltd PartnershipCIK 0001960188 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 16, 2023 | Common Stock | SSaleDisposed | −4,720 | $0.7104 | −$3,353.09 | 10,118,292 | Direct | |
| Jun 16, 2023 | Common Stock | SSaleDisposed | −1,876 | $0.7104 | −$1,332.71 | 4,020,760 | Direct | |
| Jun 16, 2023 | Common Stock | SSaleDisposed | −863 | $0.7104 | −$613.08 | 1,849,337 | Direct | |
| Jun 16, 2023 | Common Stock | SSaleDisposed | −709 | $0.7104 | −$503.67 | 1,519,618 | Direct | |
| Jun 16, 2023 | Common Stock | SSaleDisposed | −235 | $0.7104 | −$166.94 | 502,671 | Direct | |
| Jun 16, 2023 | Common Stock | SSaleDisposed | −83 | $0.7104 | −$58.96 | 177,836 | Direct | |
| Jun 16, 2023 | Common Stock | SSaleDisposed | −49 | $0.7104 | −$34.81 | 103,004 | Direct | |
| Jun 16, 2023 | Common Stock | SSaleDisposed | −11 | $0.7104 | −$7.81 | 24,260 | Direct | |
| Jun 16, 2023 | Common Stock | SSaleDisposed | −5 | $0.7104 | −$3.55 | 12,130 | Direct | |
| Jun 22, 2023 | Common Stock | SSaleDisposed | −53 | $0.7165 | −$37.97 | 10,118,239 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.