Hotard Justin's Form 4 filing
Hewlett Packard Enterprise Co (HPE) · filed Jun 20, 2023
- Accession no.
- 0001062993-23-013875
- Filed
- Jun 20, 2023
- Trade date
- Apr 14-Jun 15, 2023
- Filing delay
- 67 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 5 derivative transactions. Open-market sales total $173.9K. It was filed 67 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hotard JustinCIK 0001848136 | Officer (EVP, GM, HPC and AI) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Common Stock | MOption exerciseAcquired | +10,227 | $14.67 | +$150,030.09 | 10,227 | Direct | |
| Jun 15, 2023 | Common Stock | SSaleDisposed | −10,227 | $17.00 | −$173,859 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Common Stock | MOption exerciseDisposed | −10,227 | $0.00 | $0 | 0 | Direct | |
| Apr 14, 2023 | Common Stock | AGrant or awardAcquired | +134.84 | –F4 | – | 19,342.25 | Direct | |
| Apr 14, 2023 | Common Stock | AGrant or awardAcquired | +147.39 | –F5 | – | 20,948.39 | Direct | |
| Apr 14, 2023 | Common Stock | AGrant or awardAcquired | +490.41 | –F6 | – | 68,141.72 | Direct | |
| Apr 14, 2023 | Common Stock | AGrant or awardAcquired | +1,041.78 | –F7 | – | 140,171.35 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
As previously reported, on 12/10/20, the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.8360 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.
Referenced by the price of 1 transaction in Table II.
- F5
As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 147.3865 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.
Referenced by the price of 1 transaction in Table II.
- F6
As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.
Referenced by the price of 1 transaction in Table II.
- F7
As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.
Referenced by the price of 1 transaction in Table II.
Remarks
The reported transaction occurred pursuant to a trading plan adopted on 03/06/23.