Haring-Smith Whitney's Form 4 filing
Nuburu, Inc. (BURU) · filed Jun 16, 2023
- Accession no.
- 0001062993-23-013775
- Filed
- Jun 16, 2023, 9:59 PM ET
- Trade date
- Jun 14-15, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 0 derivative transactions. Open-market sales total $6.41K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Haring-Smith WhitneyCIK 0001846535 | 10% Owner |
| Anzu Nuburu V LLCCIK 0001959879 | 10% Owner |
| Anzu Nuburu LLCCIK 0001959884 | 10% Owner |
| Seldin DavidCIK 0001959900 | 10% Owner |
| Herman DebrahCIK 0001959913 | 10% Owner |
| Anzu Partners LLCCIK 0001959972 | 10% Owner |
| Anzu Nuburu II LLCCIK 0001959974 | 10% Owner |
| Anzu Nuburu III LLCCIK 0001960024 | 10% Owner |
| CST Global LLCCIK 0001960132 | 10% Owner |
| David & Jennifer Michael Family Ltd PartnershipCIK 0001960188 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 14, 2023 | Common Stock | SSaleDisposed | −4,721 | $0.741 | −$3,498.26 | 10,123,112 | Direct | |
| Jun 14, 2023 | Common Stock | SSaleDisposed | −1,876 | $0.741 | −$1,390.12 | 4,022,636 | Direct | |
| Jun 14, 2023 | Common Stock | SSaleDisposed | −863 | $0.741 | −$639.48 | 1,850,200 | Direct | |
| Jun 14, 2023 | Common Stock | SSaleDisposed | −709 | $0.741 | −$525.37 | 1,520,327 | Direct | |
| Jun 14, 2023 | Common Stock | SSaleDisposed | −235 | $0.741 | −$174.14 | 502,906 | Direct | |
| Jun 14, 2023 | Common Stock | SSaleDisposed | −83 | $0.741 | −$61.5 | 177,919 | Direct | |
| Jun 14, 2023 | Common Stock | SSaleDisposed | −48 | $0.741 | −$35.57 | 103,053 | Direct | |
| Jun 14, 2023 | Common Stock | SSaleDisposed | −11 | $0.741 | −$8.15 | 24,271 | Direct | |
| Jun 14, 2023 | Common Stock | SSaleDisposed | −6 | $0.741 | −$4.45 | 12,135 | Direct | |
| Jun 15, 2023 | Common Stock | SSaleDisposed | −100 | $0.738 | −$73.8 | 10,123,012 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.