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Prime Movers Lab Fund I LP's Form 4 filing

Heliogen, Inc. (HLGN) · filed Jun 14, 2023

Accession no.
0001062993-23-013519
Filed
Jun 14, 2023, 4:15 PM ET
Trade date
Jun 12-13, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $640.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Prime Movers Lab Fund I LPCIK 000175163110% Owner
Heliogen PML SPV 1 LPCIK 000183917010% Owner
Sloss DakinCIK 000187541110% Owner
Prime Movers Lab GP I LLCCIK 000193741910% Owner
Prime Movers Lab GP II LLCCIK 000193746010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 12, 2023Common StockSSaleDisposed−275,000$0.2035F4−$55,962.513,402,320Indirect
Jun 13, 2023Common StockSSaleDisposed−2,925,000$0.1997F5−$584,122.510,477,320Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

The price of $0.2035 per share represents a weighted average of purchase prices ranging from $0.1985 to $0.2231 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

The price of $0.1997 per share represents a weighted average of purchase prices ranging from $0.1910 to $0.2101 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)