Grady Patrick W's Form 4 filing
Amplitude, Inc.AMPL · filed Jun 5, 2023
- Accession no.
- 0001062993-23-013001
- Filed
- Jun 5, 2023
- Trade date
- Jun 1-5, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 12 non-derivative transactions and 6 derivative transactions. Open-market sales total $1.72M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Grady Patrick WCIK 0001700423 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2023 | Class A Common Stock | CConversionAcquired | +73,355 | $0.00 | $0 | 73,355 | Indirect | |
| Jun 1, 2023 | Class A Common Stock | CConversionAcquired | +6,661 | $0.00 | $0 | 6,661 | Indirect | |
| Jun 1, 2023 | Class A Common Stock | SSaleDisposed | −73,355 | $9.54F4 | −$699,806.7 | 0 | Indirect | |
| Jun 1, 2023 | Class A Common Stock | SSaleDisposed | −6,661 | $9.54F4 | −$63,545.94 | 0 | Indirect | |
| Jun 2, 2023 | Class A Common Stock | CConversionAcquired | +47,577 | $0.00 | $0 | 47,577 | Indirect | |
| Jun 2, 2023 | Class A Common Stock | CConversionAcquired | +4,321 | $0.00 | $0 | 4,321 | Indirect | |
| Jun 2, 2023 | Class A Common Stock | SSaleDisposed | −47,577 | $9.74F5 | −$463,399.98 | 0 | Indirect | |
| Jun 2, 2023 | Class A Common Stock | SSaleDisposed | −4,321 | $9.74F5 | −$42,086.54 | 0 | Indirect | |
| Jun 5, 2023 | Class A Common Stock | CConversionAcquired | +42,895 | $0.00 | $0 | 42,895 | Indirect | |
| Jun 5, 2023 | Class A Common Stock | CConversionAcquired | +3,895 | $0.00 | $0 | 3,895 | Indirect | |
| Jun 5, 2023 | Class A Common Stock | SSaleDisposed | −42,895 | $9.69F6 | −$415,652.55 | 0 | Indirect | |
| Jun 5, 2023 | Class A Common Stock | SSaleDisposed | −3,895 | $9.69F6 | −$37,742.55 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2023 | Class A Common Stock | CConversionDisposed | −73,355 | –F1 | – | 5,256,845 | Indirect | |
| Jun 1, 2023 | Class A Common Stock | CConversionDisposed | −6,661 | –F1 | – | 411,740 | Indirect | |
| Jun 2, 2023 | Class A Common Stock | CConversionDisposed | −47,577 | –F1 | – | 5,209,268 | Indirect | |
| Jun 2, 2023 | Class A Common Stock | CConversionDisposed | −4,321 | –F1 | – | 407,419 | Indirect | |
| Jun 5, 2023 | Class A Common Stock | CConversionDisposed | −42,895 | –F1 | – | 5,166,373 | Indirect | |
| Jun 5, 2023 | Class A Common Stock | CConversionDisposed | −3,895 | –F1 | – | 403,524 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation.
Referenced by the price of 6 transactions in Table II.
- F4
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.49 to $9.66. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.
Referenced by the price of 2 transactions in Table I.
- F5
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.56 to $9.87. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.
Referenced by the price of 2 transactions in Table I.
- F6
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.50 to $9.82. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.
Referenced by the price of 2 transactions in Table I.