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Sequoia Capital U.S. Venture 2010-Seed Fund, L.P.'s Form 4 filing

Amplitude, Inc.AMPL · filed Jun 5, 2023

Accession no.
0001062993-23-012999
Filed
Jun 5, 2023, 8:23 PM ET
Trade date
Jun 1-5, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 12 non-derivative transactions and 6 derivative transactions. Open-market sales total $1.72M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sequoia Capital U.S. Venture 2010-Seed Fund, L.P.CIK 000156311210% Owner
SC US (TTGP), Ltd.CIK 000160784110% Owner
SC U.S. Venture 2010 Management, L.P.CIK 000161135510% Owner
SC U.S. Growth VIII Management, L.P.CIK 000174327610% Owner
Sequoia Capital U.S. Growth Fund VIII, L.P.CIK 000174329010% Owner
Sequoia Capital U.S. Growth Fund IX, L.P.CIK 000181489310% Owner
Sequoia Capital U.S. Growth IX Principals Fund, L.P.CIK 000181491210% Owner
Sequoia Capital U.S. Growth Partners Fund IX, L.P.CIK 000181491410% Owner
SC U.S. Growth IX Management, L.P.CIK 000183641410% Owner
Sequoia Grove Manager, LLCCIK 000186358610% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 1, 2023Class A Common StockCConversionAcquired+73,355$0.00$073,355IndirectDuplicate filing
Jun 1, 2023Class A Common StockCConversionAcquired+6,661$0.00$06,661IndirectDuplicate filing
Jun 1, 2023Class A Common StockSSaleDisposed−73,355$9.54F4−$699,806.70IndirectDuplicate filing
Jun 1, 2023Class A Common StockSSaleDisposed−6,661$9.54F4−$63,545.940IndirectDuplicate filing
Jun 2, 2023Class A Common StockCConversionAcquired+47,577$0.00$047,577IndirectDuplicate filing
Jun 2, 2023Class A Common StockCConversionAcquired+4,321$0.00$04,321IndirectDuplicate filing
Jun 2, 2023Class A Common StockSSaleDisposed−47,577$9.74F5−$463,399.980IndirectDuplicate filing
Jun 2, 2023Class A Common StockSSaleDisposed−4,321$9.74F5−$42,086.540IndirectDuplicate filing
Jun 5, 2023Class A Common StockCConversionAcquired+42,895$0.00$042,895IndirectDuplicate filing
Jun 5, 2023Class A Common StockCConversionAcquired+3,895$0.00$03,895IndirectDuplicate filing
Jun 5, 2023Class A Common StockSSaleDisposed−42,895$9.69F6−$415,652.550IndirectDuplicate filing
Jun 5, 2023Class A Common StockSSaleDisposed−3,895$9.69F6−$37,742.550IndirectDuplicate filing

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 1, 2023Class A Common StockCConversionDisposed−73,355–F1–5,256,845IndirectDuplicate filing
Jun 1, 2023Class A Common StockCConversionDisposed−6,661–F1–411,740IndirectDuplicate filing
Jun 2, 2023Class A Common StockCConversionDisposed−47,577–F1–5,209,268IndirectDuplicate filing
Jun 2, 2023Class A Common StockCConversionDisposed−4,321–F1–407,419IndirectDuplicate filing
Jun 5, 2023Class A Common StockCConversionDisposed−42,895–F1–5,166,373IndirectDuplicate filing
Jun 5, 2023Class A Common StockCConversionDisposed−3,895–F1–403,524IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation.

Referenced by the price of 6 transactions in Table II.

F4

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.49 to $9.66. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.

Referenced by the price of 2 transactions in Table I.

F5

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.56 to $9.87. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.

Referenced by the price of 2 transactions in Table I.

F6

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.50 to $9.82. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.

Referenced by the price of 2 transactions in Table I.

Remarks

Form 1 of 2

Read the full filing on SEC EDGAR (opens in a new tab)