Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Jun 1, 2023
- Accession no.
- 0001062993-23-012593
- Filed
- Jun 1, 2023
- Trade date
- May 30-31, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions. Open-market sales total $3.74M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 30, 2023 | Common Stock | SSaleDisposed | −1,120 | $200.80F2 | −$224,896 | 11,467,105 | Direct | |
| May 30, 2023 | Common Stock | SSaleDisposed | −3,092 | $201.94F3 | −$624,398.48 | 11,464,013 | Direct | |
| May 30, 2023 | Common Stock | SSaleDisposed | −980 | $203.35F4 | −$199,283 | 11,463,033 | Direct | |
| May 30, 2023 | Common Stock | SSaleDisposed | −2,229 | $204.05F5 | −$454,827.45 | 11,460,804 | Direct | |
| May 30, 2023 | Common Stock | SSaleDisposed | −2,238 | $204.82F6 | −$458,387.16 | 11,458,566 | Direct | |
| May 30, 2023 | Common Stock | SSaleDisposed | −2,499 | $206.74F7 | −$516,643.26 | 11,456,067 | Direct | |
| May 30, 2023 | Common Stock | SSaleDisposed | −492 | $207.54F8 | −$102,109.68 | 11,455,575 | Direct | |
| May 31, 2023 | Common Stock | SSaleDisposed | −4,892 | $206.43F9 | −$1,009,855.56 | 11,450,683 | Direct | |
| May 31, 2023 | Common Stock | SSaleDisposed | −740 | $207.03F10 | −$153,202.2 | 11,449,943 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $200.3900 to $201.2600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $201.4800 to $202.4000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $202.5150 to $203.4600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $203.5400 to $204.4800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $204.5600 to $205.3700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $206.2600 to $207.2500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $207.3500 to $207.7200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $205.9800 to $206.9550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $206.9900 to $207.1500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.