Schwab Charles R.'s Form 4 filing
Schwab Charles Corp (SCHW) · filed May 24, 2023
- Accession no.
- 0001062993-23-012087
- Filed
- May 24, 2023
- Trade date
- May 22-23, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.02M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwab Charles R.CIK 0000923738 | Director, Officer (Co-Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 22, 2023 | Common Stock | MOption exerciseAcquired | +77,640 | $22.67 | +$1,760,098.8 | 0 | Direct | |
| May 22, 2023 | Common Stock | SSaleDisposed | −77,640 | $51.76 | −$4,018,646.4 | 59,771,278 | Indirect | |
| May 23, 2023 | Common Stock | GGiftDisposed | −22,740 | $0.00 | $0 | 59,748,538 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 22, 2023 | Common Stock | MOption exerciseDisposed | −77,640 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.