Trompeter Patricia's Form 4 filing
DarkHorse Technologies Inc. (ANY) · filed May 23, 2023
- Accession no.
- 0001062993-23-012017
- Filed
- May 23, 2023, 6:49 PM ET
- Trade date
- May 22-23, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $23.7K. It was filed 1 day after the trade.
This filing was later replaced by the amendment 0001062993-23-021140 (Nov 17, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Trompeter PatriciaCIK 0001888940 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 22, 2023 | Common Stock | MOption exerciseAcquired | +193,550 | –F1 | – | 474,325 | Direct | |
| May 22, 2023 | Common Stock | SSaleDisposed | −41,858 | $0.3318 | −$13,888.48 | 432,467 | Direct | |
| May 23, 2023 | Common Stock | SSaleDisposed | −29,142 | $0.3355 | −$9,777.14 | 403,325 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 22, 2023 | Common Stock | MOption exerciseDisposed | −193,550 | –F1 | – | 1,024,200 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.