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Kain Gary D's Form 4 filing

AGNC Investment Corp. (AGNC) · filed May 11, 2023

Accession no.
0001062993-23-010821
Filed
May 11, 2023
Trade date
May 10, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $4.65M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kain Gary DCIK 0001434805Director, Officer (Director, Executive Chair)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 10, 2023Common StockSSaleDisposed−350,000$9.30−$3,255,0001,807,479.1Direct
May 10, 2023Common StockSSaleDisposed−150,000$9.30−$1,395,000517,920Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)