Diamond Susan M's Form 4 filing
Humana Inc (HUM) · filed May 8, 2023
- Accession no.
- 0001062993-23-010402
- Filed
- May 8, 2023
- Trade date
- May 4-5, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.19M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Diamond Susan MCIK 0001782445 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2023 | Humana Common | MOption exerciseAcquired | +1,508 | $376.61 | +$567,927.88 | 6,226 | Direct | |
| May 4, 2023 | Humana Common | MOption exerciseAcquired | +1,148 | $350.79 | +$402,706.92 | 7,374 | Direct | |
| May 4, 2023 | Humana Common | MOption exerciseAcquired | +713 | $350.79 | +$250,113.27 | 8,087 | Direct | |
| May 4, 2023 | Humana Common | SSaleDisposed | −2,656 | $526.02 | −$1,397,109.12 | 5,431 | Direct | |
| May 4, 2023 | Humana Common | SSaleDisposed | −1,500 | $526.75 | −$790,125 | 3,931 | Direct | |
| May 4, 2023 | Humana Common | GGiftDisposed | −100 | $0.00 | $0 | 3,831 | Direct | |
| May 5, 2023 | Humana Common | JOtherDisposed | −700 | $0.00 | $0 | 3,131 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2023 | Humana Common | MOption exerciseDisposed | −1,861 | $0.00 | $0 | 0 | Direct | |
| May 4, 2023 | Humana Common | MOption exerciseDisposed | −1,508 | $0.00 | $0 | 1,508 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.