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Bichara Guillermo's Form 4 filing

Linde PLC (LIN) · filed May 3, 2023

Accession no.
0001062993-23-010012
Filed
May 3, 2023
Trade date
May 1, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.44M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bichara GuillermoCIK 0001629436Officer (Exec VP& Chief Legal Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 1, 2023Ordinary SharesMOption exerciseAcquired+40,100$118.70+$4,759,87067,261Direct
May 1, 2023Ordinary SharesFTax withholdingDisposed−25,452$371.87−$9,464,835.2441,809Direct
May 1, 2023Ordinary SharesSSaleDisposed−14,648$371.55F3−$5,442,464.427,161Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 1, 2023Ordinary SharesMOption exerciseDisposed−40,100$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price reported is the weighted average sale price. The sale prices ranged from $371.41 to $371.88. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)