Kim Dennis D's Form 4 filing
CymaBay Therapeutics, Inc. (CBAY) · filed Apr 17, 2023
- Accession no.
- 0001062993-23-009245
- Filed
- Apr 17, 2023
- Trade date
- Apr 13-17, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.14M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kim Dennis DCIK 0001456750 | Officer (Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 13, 2023 | Common Stock | MOption exerciseAcquired | +7,781 | $4.37 | +$34,002.97 | 27,781 | Direct | |
| Apr 13, 2023 | Common Stock | SSaleDisposed | −7,781 | $8.98 | −$69,873.38 | 20,000 | Direct | |
| Apr 17, 2023 | Common Stock | MOption exerciseAcquired | +112,219 | $4.37 | +$490,397.03 | 132,219 | Direct | |
| Apr 17, 2023 | Common Stock | SSaleDisposed | −112,219 | $9.54 | −$1,070,569.26 | 20,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 13, 2023 | Common Stock | MOption exerciseDisposed | −7,781 | $0.00 | $0 | 282,119 | Direct | |
| Apr 17, 2023 | Common Stock | MOption exerciseDisposed | −112,219 | $0.00 | $0 | 169,900 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.