McCullum Kenneth A.'s Form 4 filing
Principal Financial Group Inc (PFG) · filed Apr 6, 2023
- Accession no.
- 0001062993-23-008886
- Filed
- Apr 6, 2023
- Trade date
- Mar 18, 2022
- Filing delay
- 384 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market sales total $256.7K. It was filed 384 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McCullum Kenneth A.CIK 0001830834 | Officer (SVP & Chief Risk Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 18, 2022 | Common Stock | SSaleDisposed | −3,694 | $69.50 | −$256,733 | 29,244 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.