Wurster Richard A's Form 4/A amendment
AmendedSchwab Charles Corp (SCHW) · filed Mar 17, 2023
- Accession no.
- 0001062993-23-007227
- Filed
- Mar 17, 2023
- Trade date
- Mar 14, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 14, 2023
This filing lists 1 non-derivative transaction. Open-market purchases total $286.4K. It was filed 3 days after the trade.
This amendment replaces 0001062993-23-006877 (filed Mar 14, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wurster Richard ACIK 0001889263 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2023 | Common Stock | PPurchaseAcquired | +5,000 | $57.28F2 | +$286,400 | 99,391 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original Form 4, filed on March 14, 2023, is being amended solely to correct an administrative error, which inadvertently reported the transaction as a disposition of shares, when it was an acquisition of shares.
- F2
This transaction was executed in multiple trades at prices ranging from $57.22 to $57.34. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.