Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Mar 17, 2023
- Accession no.
- 0001062993-23-007144
- Filed
- Mar 17, 2023
- Trade date
- Mar 16, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market sales total $2.16M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 16, 2023 | Common Stock | SSaleDisposed | −220 | $183.08F2 | −$40,277.6 | 11,494,191 | Direct | |
| Mar 16, 2023 | Common Stock | SSaleDisposed | −2,054 | $184.76F3 | −$379,497.04 | 11,492,137 | Direct | |
| Mar 16, 2023 | Common Stock | SSaleDisposed | −5,359 | $186.07F4 | −$997,149.13 | 11,486,778 | Direct | |
| Mar 16, 2023 | Common Stock | SSaleDisposed | −1,793 | $186.79F5 | −$334,914.47 | 11,484,985 | Direct | |
| Mar 16, 2023 | Common Stock | SSaleDisposed | −1,129 | $187.78F6 | −$212,003.62 | 11,483,856 | Direct | |
| Mar 16, 2023 | Common Stock | SSaleDisposed | −1,027 | $188.80F7 | −$193,897.6 | 11,482,829 | Direct | |
| Mar 16, 2023 | Common Stock | SSaleDisposed | −2 | $189.99 | −$379.98 | 11,482,827 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $182.7900 to $183.5000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $184.2100 to $185.1900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $185.3900 to $186.3700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $186.4000 to $187.3900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $187.4400 to $188.4000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $188.4400 to $189.4150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.