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Calleja Fernandez Bernardo's Form 4 filing

Otis Worldwide Corp (OTIS) · filed Mar 7, 2023

Accession no.
0001062993-23-006225
Filed
Mar 7, 2023
Trade date
Mar 6, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $61.1K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Calleja Fernandez BernardoCIK 0001831497Officer (President, Otis EMEA)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 6, 2023Common StockMOption exerciseAcquired+2,681$60.88+$163,219.2822,679Direct
Mar 6, 2023Common StockMOption exerciseAcquired+5,065$50.58+$256,187.727,744Direct
Mar 6, 2023Common StockFTax withholdingDisposed−4,826$86.88−$419,282.8822,918Direct
Mar 6, 2023Common StockSSaleDisposed−703$86.85−$61,055.5522,215Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 6, 2023Common StockMOption exerciseDisposed−2,681$0.00$00Direct
Mar 6, 2023Common StockMOption exerciseDisposed−5,065$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)