Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Mar 7, 2023
- Accession no.
- 0001062993-23-006145
- Filed
- Mar 7, 2023
- Trade date
- Mar 3-6, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions. Open-market sales total $4.77M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2023 | Common Stock | SSaleDisposed | −2,862 | $206.98F2 | −$592,376.76 | 11,542,792 | Direct | |
| Mar 3, 2023 | Common Stock | SSaleDisposed | −2,613 | $207.90F3 | −$543,242.7 | 11,540,179 | Direct | |
| Mar 3, 2023 | Common Stock | SSaleDisposed | −1,026 | $208.82F4 | −$214,249.32 | 11,539,153 | Direct | |
| Mar 3, 2023 | Common Stock | SSaleDisposed | −1,929 | $210.15F5 | −$405,379.35 | 11,537,224 | Direct | |
| Mar 3, 2023 | Common Stock | SSaleDisposed | −4,363 | $210.86F6 | −$919,982.18 | 11,532,861 | Direct | |
| Mar 3, 2023 | Common Stock | SSaleDisposed | −100 | $211.46 | −$21,146 | 11,532,761 | Direct | |
| Mar 6, 2023 | Common Stock | SSaleDisposed | −2,360 | $210.65F7 | −$497,134 | 11,530,401 | Direct | |
| Mar 6, 2023 | Common Stock | SSaleDisposed | −1,288 | $211.68F8 | −$272,643.84 | 11,529,113 | Direct | |
| Mar 6, 2023 | Common Stock | SSaleDisposed | −2,978 | $212.56F9 | −$633,003.68 | 11,526,135 | Direct | |
| Mar 6, 2023 | Common Stock | SSaleDisposed | −1,989 | $213.86F10 | −$425,367.54 | 11,524,146 | Direct | |
| Mar 6, 2023 | Common Stock | SSaleDisposed | −1,013 | $214.52F11 | −$217,308.76 | 11,523,133 | Direct | |
| Mar 6, 2023 | Common Stock | SSaleDisposed | −120 | $215.23 | −$25,827.6 | 11,523,013 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $206.3600 to $207.2700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $207.3700 to $208.3500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $208.4300 to $209.4100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $209.4600 to $210.4500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $210.4600 to $211.4200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $210.0700 to $211.0600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $211.0800 to $212.0700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $212.1700 to $213.0000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $213.2100 to $214.1900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $214.2300 to $215.0650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.