Craig Jonathan M.'s Form 4 filing
Schwab Charles Corp (SCHW) · filed Mar 6, 2023
- Accession no.
- 0001062993-23-006122
- Filed
- Mar 6, 2023
- Trade date
- Mar 2-6, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $2.65M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Craig Jonathan M.CIK 0001733065 | Officer (Please see remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2023 | Common Stock | AGrant or awardAcquired | +68,758 | $0.00 | $0 | 68,758 | Direct | |
| Mar 2, 2023 | Common Stock | FTax withholdingDisposed | −34,091 | $76.46 | −$2,606,597.86 | 0 | Direct | |
| Mar 6, 2023 | Common Stock | SSaleDisposed | −34,667 | $76.33F5 | −$2,646,132.11 | 11,159 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
This transaction was executed in multiple trades at prices ranging from $75.94 to $76.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
Officer title: Managing Director, Head of Investor Services and Marketing