Chang Joseph Y's Form 4 filing
Nu Skin Enterprises, Inc. (NUS) · filed Mar 3, 2023
- Accession no.
- 0001062993-23-005953
- Filed
- Mar 3, 2023
- Trade date
- Mar 1-2, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $3.79M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chang Joseph YCIK 0001184201 | Officer (Chief Scientific Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2023 | Class A Common Stock | MOption exerciseAcquired | +68,485 | $30.63 | +$2,097,695.55 | 89,719 | Direct | |
| Mar 1, 2023 | Class A Common Stock | SSaleDisposed | −68,485 | $40.44 | −$2,769,533.4 | 21,234 | Direct | |
| Mar 2, 2023 | Class A Common Stock | MOption exerciseAcquired | +600 | $30.63 | +$18,378 | 21,834 | Direct | |
| Mar 2, 2023 | Class A Common Stock | MOption exerciseAcquired | +24,400 | $30.45 | +$742,980 | 46,234 | Direct | |
| Mar 2, 2023 | Class A Common Stock | SSaleDisposed | −25,000 | $40.77 | −$1,019,250 | 21,234 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2023 | Class A Common Stock | MOption exerciseDisposed | −42,485 | $0.00 | $0 | 0 | Direct | |
| Mar 1, 2023 | Class A Common Stock | MOption exerciseDisposed | −26,000 | $0.00 | $0 | 600 | Direct | |
| Mar 2, 2023 | Class A Common Stock | MOption exerciseDisposed | −600 | $0.00 | $0 | 0 | Direct | |
| Mar 2, 2023 | Class A Common Stock | MOption exerciseDisposed | −24,400 | $0.00 | $0 | 59,410 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.