Ventura Joseph C's Form 4 filing
Humana Inc (HUM) · filed Feb 28, 2023
- Accession no.
- 0001062993-23-005075
- Filed
- Feb 28, 2023
- Trade date
- Feb 24-27, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.04M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ventura Joseph CCIK 0001768291 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 24, 2023 | Humana Common | MOption exerciseAcquired | +3,293 | $0.00 | $0 | 7,549 | Direct | |
| Feb 24, 2023 | Humana Common | FTax withholdingDisposed | −1,245 | $510.24 | −$635,248.8 | 6,304 | Direct | |
| Feb 27, 2023 | Humana Common | SSaleDisposed | −2,048 | $507.97 | −$1,040,322.56 | 4,256 | Direct | |
| Feb 27, 2023 | Humana Common | GGiftDisposed | −69 | $0.00 | $0 | 4,187 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 24, 2023 | Humana Common | AGrant or awardAcquired | +4,162 | $0.00 | $0 | 4,162 | Direct | |
| Feb 24, 2023 | Humana Common | AGrant or awardAcquired | +1,078 | $0.00 | $0 | 1,078 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.