Kuhn Robert's Form 4 filing
Aptargroup, Inc. (ATR) · filed Feb 22, 2023
- Accession no.
- 0001062993-23-004314
- Filed
- Feb 22, 2023
- Trade date
- Feb 21, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.36M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kuhn RobertCIK 0001446628 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2023 | Common Stock | MOption exerciseAcquired | +50,000 | $68.00 | +$3,400,000 | 118,604 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −41,198 | $113.83F1 | −$4,689,568.34 | 77,406 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −7,540 | $114.36F2 | −$862,274.4 | 69,866 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −1,262 | $115.33F3 | −$145,546.46 | 68,604 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −11,456 | $114.04F4 | −$1,306,442.24 | 57,148 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −1,000 | $114.91F5 | −$114,910 | 56,148 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −2,104 | $115.75 | −$243,538 | 54,044 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2023 | Common Stock | MOption exerciseDisposed | −50,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.1100 to $114.0800 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.1100 to $114.9900 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.1700 to $115.5550 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.4900 to $114.4500 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.6200 to $115.4100 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth.
Referenced by the price of 1 transaction in Table I.