Socci Elizabeth A's Form 4 filing
Carpenter Technology CorpCRS · filed Feb 16, 2023
- Accession no.
- 0001062993-23-003788
- Filed
- Feb 16, 2023
- Trade date
- Feb 14, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $289.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Socci Elizabeth ACIK 0001752632 | Officer (VP & Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2023 | Common Stock | MOption exerciseAcquired | +1,326 | $36.82 | +$48,823.32 | 13,081 | Direct | |
| Feb 14, 2023 | Common Stock | MOption exerciseAcquired | +1,155 | $39.02 | +$45,068.1 | 14,236 | Direct | |
| Feb 14, 2023 | Common Stock | MOption exerciseAcquired | +991 | $40.43 | +$40,066.13 | 15,227 | Direct | |
| Feb 14, 2023 | Common Stock | MOption exerciseAcquired | +2,250 | $44.13 | +$99,292.5 | 17,477 | Direct | |
| Feb 14, 2023 | Common Stock | SSaleDisposed | −5,722 | $50.56F1 | −$289,304.32 | 11,755 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2023 | Common Stock | MOption exerciseDisposed | −1,326 | $0.00 | $0 | 0 | Direct | |
| Feb 14, 2023 | Common Stock | MOption exerciseDisposed | −1,155 | $0.00 | $0 | 0 | Direct | |
| Feb 14, 2023 | Common Stock | MOption exerciseDisposed | −991 | $0.00 | $0 | 0 | Direct | |
| Feb 14, 2023 | Common Stock | MOption exerciseDisposed | −2,250 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $50.40 per share to a high of $50.69 per share.
Referenced by the price of 1 transaction in Table I.