Scarlett John A's Form 4 filing
Geron Corp (GERN) · filed Feb 10, 2023
- Accession no.
- 0001062993-23-002790
- Filed
- Feb 10, 2023
- Trade date
- Feb 8-10, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.07M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Scarlett John ACIK 0001270928 | Director, Officer (Chairman, President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2023 | Common Stock | MOption exerciseAcquired | +446,666 | $1.50 | +$669,999 | 446,666 | Direct | |
| Feb 8, 2023 | Common Stock | SSaleDisposed | −446,666 | $3.08 | −$1,375,731.28 | 0 | Direct | |
| Feb 9, 2023 | Common Stock | MOption exerciseAcquired | +446,666 | $1.50 | +$669,999 | 446,666 | Direct | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −446,666 | $3.03 | −$1,353,397.98 | 0 | Direct | |
| Feb 10, 2023 | Common Stock | MOption exerciseAcquired | +446,668 | $1.50 | +$670,002 | 446,668 | Direct | |
| Feb 10, 2023 | Common Stock | SSaleDisposed | −446,668 | $3.00 | −$1,340,004 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2023 | Common Stock | MOption exerciseDisposed | −446,666 | $0.00 | $0 | 0 | Direct | |
| Feb 9, 2023 | Common Stock | MOption exerciseDisposed | −446,666 | $0.00 | $0 | 0 | Direct | |
| Feb 10, 2023 | Common Stock | MOption exerciseDisposed | −446,668 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.