Sneed Paula A's Form 4 filing
Schwab Charles Corp (SCHW) · filed Feb 8, 2023
- Accession no.
- 0001062993-23-002472
- Filed
- Feb 8, 2023
- Trade date
- Feb 6, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.67M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sneed Paula ACIK 0001193024 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2023 | Common Stock | MOption exerciseAcquired | +7,165 | $39.33 | +$281,799.45 | 12,064 | Direct | |
| Feb 6, 2023 | Common Stock | MOption exerciseAcquired | +5,139 | $59.32 | +$304,845.48 | 17,203 | Direct | |
| Feb 6, 2023 | Common Stock | MOption exerciseAcquired | +8,584 | $43.21 | +$370,914.64 | 25,787 | Direct | |
| Feb 6, 2023 | Common Stock | GGiftDisposed | −20,888 | $0.00 | $0 | 4,899 | Direct | |
| Feb 6, 2023 | Common Stock | GGiftAcquired | +20,888 | $0.00 | $0 | 137,611.16 | Indirect | |
| Feb 6, 2023 | Common Stock | SSaleDisposed | −20,888 | $80.00F1 | −$1,671,040 | 116,723.16 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2023 | Common Stock | MOption exerciseDisposed | −7,165 | $0.00 | $0 | 0 | Direct | |
| Feb 6, 2023 | Common Stock | MOption exerciseDisposed | −5,139 | $0.00 | $0 | 0 | Direct | |
| Feb 6, 2023 | Common Stock | MOption exerciseDisposed | −8,584 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $80.00 to $80.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit List: Exhibit 24 Power of Attorney