LaFreniere Nora E.'s Form 4 filing
Otis Worldwide Corp (OTIS) · filed Feb 7, 2023
- Accession no.
- 0001062993-23-002408
- Filed
- Feb 7, 2023
- Trade date
- Feb 3-7, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 6 derivative transactions. Open-market sales total $965.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| LaFreniere Nora E.CIK 0001807121 | Officer (EVP, General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock | MOption exerciseAcquired | +19,049 | $59.53 | +$1,133,986.97 | 31,425 | Direct | |
| Feb 3, 2023 | Common Stock | FTax withholdingDisposed | −13,535 | $83.77 | −$1,133,826.95 | 17,890 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −5,514 | $83.85 | −$462,348.9 | 12,376 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −6,000 | $83.81 | −$502,860 | 6,376 | Direct | |
| Feb 3, 2023 | Common Stock | MOption exerciseAcquired | +1,454 | – | – | 7,830 | Direct | |
| Feb 3, 2023 | Common Stock | FTax withholdingDisposed | −457 | $84.73 | −$38,721.61 | 7,373 | Direct | |
| Feb 4, 2023 | Common Stock | MOption exerciseAcquired | +8,496 | – | – | 15,869 | Direct | |
| Feb 4, 2023 | Common Stock | FTax withholdingDisposed | −3,005 | $84.73 | −$254,613.65 | 12,864 | Direct | |
| Feb 5, 2023 | Common Stock | MOption exerciseAcquired | +1,845 | – | – | 14,709 | Direct | |
| Feb 5, 2023 | Common Stock | FTax withholdingDisposed | −829 | $84.73 | −$70,241.17 | 13,880 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock | MOption exerciseDisposed | −1,454 | $0.00 | $0 | 2,917 | Direct | |
| Feb 3, 2023 | Common Stock | MOption exerciseDisposed | −19,049 | $0.00 | $0 | 0 | Direct | |
| Feb 4, 2023 | Common Stock | MOption exerciseDisposed | −8,496 | $0.00 | $0 | 0 | Direct | |
| Feb 5, 2023 | Common Stock | MOption exerciseDisposed | −1,845 | $0.00 | $0 | 1,686 | Direct | |
| Feb 7, 2023 | Common Stock | AGrant or awardAcquired | +4,607 | $0.00 | $0 | 4,607 | Direct | |
| Feb 7, 2023 | Common Stock | AGrant or awardAcquired | +15,730 | $0.00 | $0 | 15,730 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.