de Montlivault Stephane's Form 4 filing
Otis Worldwide Corp (OTIS) · filed Feb 7, 2023
- Accession no.
- 0001062993-23-002407
- Filed
- Feb 7, 2023
- Trade date
- Feb 3-7, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 8 derivative transactions. Open-market sales total $1.35M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| de Montlivault StephaneCIK 0001807059 | Officer (President, Otis Asia Pac) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock | MOption exerciseAcquired | +1,353 | – | – | 24,156 | Direct | |
| Feb 4, 2023 | Common Stock | MOption exerciseAcquired | +6,503 | – | – | 30,659 | Direct | |
| Feb 5, 2023 | Common Stock | MOption exerciseAcquired | +1,707 | – | – | 32,366 | Direct | |
| Feb 3, 2023 | Common Stock | MOption exerciseAcquired | +3,319 | $60.88 | +$202,060.72 | 35,685 | Direct | |
| Feb 3, 2023 | Common Stock | FTax withholdingDisposed | −2,397 | $84.29 | −$202,043.13 | 33,288 | Direct | |
| Feb 3, 2023 | Common Stock | MOption exerciseAcquired | +5,618 | $50.58 | +$284,158.44 | 38,906 | Direct | |
| Feb 3, 2023 | Common Stock | FTax withholdingDisposed | −3,371 | $84.29 | −$284,141.59 | 35,535 | Direct | |
| Feb 3, 2023 | Common Stock | MOption exerciseAcquired | +5,362 | $58.66 | +$314,534.92 | 40,897 | Direct | |
| Feb 3, 2023 | Common Stock | FTax withholdingDisposed | −3,731 | $84.29 | −$314,485.99 | 37,166 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −13 | $84.34 | −$1,096.42 | 37,153 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −4,787 | $84.32 | −$403,639.84 | 32,366 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −11,205 | $84.23 | −$943,797.15 | 21,161 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock | MOption exerciseDisposed | −1,353 | $0.00 | $0 | 2,716 | Direct | |
| Feb 3, 2023 | Common Stock | MOption exerciseDisposed | −3,319 | $0.00 | $0 | 0 | Direct | |
| Feb 3, 2023 | Common Stock | MOption exerciseDisposed | −5,618 | $0.00 | $0 | 0 | Direct | |
| Feb 3, 2023 | Common Stock | MOption exerciseDisposed | −5,362 | $0.00 | $0 | 0 | Direct | |
| Feb 4, 2023 | Common Stock | MOption exerciseDisposed | −6,503 | $0.00 | $0 | 0 | Direct | |
| Feb 5, 2023 | Common Stock | MOption exerciseDisposed | −1,707 | $0.00 | $0 | 1,714 | Direct | |
| Feb 7, 2023 | Common Stock | AGrant or awardAcquired | +4,607 | $0.00 | $0 | 4,607 | Direct | |
| Feb 7, 2023 | Common Stock | AGrant or awardAcquired | +15,730 | $0.00 | $0 | 15,730 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.