Ryan Michael Patrick's Form 4 filing
Otis Worldwide Corp (OTIS) · filed Feb 7, 2023
- Accession no.
- 0001062993-23-002406
- Filed
- Feb 7, 2023
- Trade date
- Feb 3-7, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 8 derivative transactions. Open-market sales total $254.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ryan Michael PatrickCIK 0001805849 | Officer (VP, CAO & Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock | MOption exerciseAcquired | +349 | – | – | 349 | Direct | |
| Feb 3, 2023 | Common Stock | FTax withholdingDisposed | −128 | $84.73 | −$10,845.44 | 221 | Direct | |
| Feb 4, 2023 | Common Stock | MOption exerciseAcquired | +1,808 | – | – | 2,029 | Direct | |
| Feb 4, 2023 | Common Stock | FTax withholdingDisposed | −525 | $84.73 | −$44,483.25 | 1,504 | Direct | |
| Feb 5, 2023 | Common Stock | MOption exerciseAcquired | +433 | – | – | 1,937 | Direct | |
| Feb 5, 2023 | Common Stock | FTax withholdingDisposed | −126 | $84.73 | −$10,675.98 | 1,811 | Direct | |
| Feb 6, 2023 | Common Stock | MOption exerciseAcquired | +340 | $59.53 | +$20,240.2 | 2,151 | Direct | |
| Feb 6, 2023 | Common Stock | FTax withholdingDisposed | −239 | $84.47 | −$20,188.33 | 1,912 | Direct | |
| Feb 6, 2023 | Common Stock | MOption exerciseAcquired | +1,447 | $60.88 | +$88,093.36 | 3,359 | Direct | |
| Feb 6, 2023 | Common Stock | FTax withholdingDisposed | −1,042 | $84.47 | −$88,017.74 | 2,317 | Direct | |
| Feb 6, 2023 | Common Stock | MOption exerciseDisposed | −1,745 | $50.58 | −$88,262.1 | 4,062 | Direct | |
| Feb 6, 2023 | Common Stock | FTax withholdingDisposed | −1,044 | $84.47 | −$88,186.68 | 3,018 | Direct | |
| Feb 6, 2023 | Common Stock | SSaleDisposed | −100 | $84.52 | −$8,452 | 2,918 | Direct | |
| Feb 6, 2023 | Common Stock | SSaleDisposed | −1,107 | $84.49 | −$93,530.43 | 1,811 | Direct | |
| Feb 6, 2023 | Common Stock | SSaleDisposed | −1,811 | $84.44 | −$152,920.84 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock | MOption exerciseDisposed | −349 | $0.00 | $0 | 706 | Direct | |
| Feb 4, 2023 | Common Stock | MOption exerciseDisposed | −1,808 | $0.00 | $0 | 0 | Direct | |
| Feb 5, 2023 | Common Stock | MOption exerciseDisposed | −433 | $0.00 | $0 | 396 | Direct | |
| Feb 6, 2023 | Common Stock | MOption exerciseDisposed | −340 | $0.00 | $0 | 0 | Direct | |
| Feb 6, 2023 | Common Stock | MOption exerciseDisposed | −1,447 | $0.00 | $0 | 0 | Direct | |
| Feb 6, 2023 | Common Stock | MOption exerciseDisposed | −1,745 | $0.00 | $0 | 0 | Direct | |
| Feb 7, 2023 | Common Stock | AGrant or awardAcquired | +1,075 | $0.00 | $0 | 1,075 | Direct | |
| Feb 7, 2023 | Common Stock | AGrant or awardAcquired | +3,671 | $0.00 | $0 | 3,671 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.