Zheng Peiming's Form 4 filing
Otis Worldwide Corp (OTIS) · filed Feb 7, 2023
- Accession no.
- 0001062993-23-002405
- Filed
- Feb 7, 2023
- Trade date
- Feb 3-7, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 6 derivative transactions. Open-market sales total $1.10M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zheng PeimingCIK 0001807749 | Officer (President, Otis China) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock | MOption exerciseAcquired | +1,353 | – | – | 12,855 | Direct | |
| Feb 3, 2023 | Common Stock | FTax withholdingDisposed | −627 | $84.73 | −$53,125.71 | 12,228 | Direct | |
| Feb 3, 2023 | Common Stock | MOption exerciseAcquired | +6,206 | $59.53 | +$369,443.18 | 18,434 | Direct | |
| Feb 3, 2023 | Common Stock | FTax withholdingDisposed | −4,408 | $83.79 | −$369,346.32 | 14,026 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −1,798 | $83.86 | −$150,780.28 | 12,228 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −11,333 | $83.80 | −$949,705.4 | 895 | Direct | |
| Feb 4, 2023 | Common Stock | MOption exerciseAcquired | +7,741 | – | – | 8,636 | Direct | |
| Feb 4, 2023 | Common Stock | FTax withholdingDisposed | −3,406 | $84.73 | −$288,590.38 | 5,230 | Direct | |
| Feb 5, 2023 | Common Stock | MOption exerciseAcquired | +1,712 | – | – | 6,942 | Direct | |
| Feb 5, 2023 | Common Stock | FTax withholdingDisposed | −754 | $84.73 | −$63,886.42 | 6,188 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock | MOption exerciseDisposed | −1,353 | $0.00 | $0 | 2,716 | Direct | |
| Feb 3, 2023 | Common Stock | MOption exerciseDisposed | −6,206 | $0.00 | $0 | 0 | Direct | |
| Feb 4, 2023 | Common Stock | MOption exerciseDisposed | −7,741 | $0.00 | $0 | 0 | Direct | |
| Feb 5, 2023 | Common Stock | MOption exerciseDisposed | −1,712 | $0.00 | $0 | 1,565 | Direct | |
| Feb 7, 2023 | Common Stock | AGrant or awardAcquired | +4,607 | $0.00 | $0 | 4,607 | Direct | |
| Feb 7, 2023 | Common Stock | AGrant or awardAcquired | +15,730 | $0.00 | $0 | 15,730 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.