Cramer James F.'s Form 4 filing
Otis Worldwide Corp (OTIS) · filed Feb 7, 2023
- Accession no.
- 0001062993-23-002404
- Filed
- Feb 7, 2023
- Trade date
- Feb 3-7, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 7 derivative transactions. Open-market sales total $598.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cramer James F.CIK 0001816080 | Officer (President, Otis Americas) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock | MOption exerciseAcquired | +1,353 | – | – | 8,478 | Direct | |
| Feb 3, 2023 | Common Stock | FTax withholdingDisposed | −394 | $84.73 | −$33,383.62 | 8,084 | Direct | |
| Feb 3, 2023 | Common Stock | MOption exerciseAcquired | +2,085 | $59.53 | +$124,120.05 | 10,169 | Direct | |
| Feb 3, 2023 | Common Stock | FTax withholdingDisposed | −1,474 | $84.17 | −$124,066.58 | 8,695 | Direct | |
| Feb 3, 2023 | Common Stock | MOption exerciseAcquired | +2,340 | $60.88 | +$142,459.2 | 11,035 | Direct | |
| Feb 3, 2023 | Common Stock | FTax withholdingDisposed | −1,692 | $84.17 | −$142,415.64 | 9,343 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −1,259 | $84.15 | −$105,944.85 | 8,084 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −5,142 | $84.28 | −$433,367.76 | 2,942 | Direct | |
| Feb 4, 2023 | Common Stock | MOption exerciseAcquired | +2,107 | – | – | 5,049 | Direct | |
| Feb 4, 2023 | Common Stock | FTax withholdingDisposed | −565 | $84.73 | −$47,872.45 | 4,484 | Direct | |
| Feb 5, 2023 | Common Stock | MOption exerciseAcquired | +1,712 | – | – | 6,196 | Direct | |
| Feb 5, 2023 | Common Stock | FTax withholdingDisposed | −459 | $84.73 | −$38,891.07 | 5,737 | Direct | |
| Feb 6, 2023 | Common Stock | SSaleDisposed | −700 | $83.97 | −$58,779 | 5,037 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock | MOption exerciseDisposed | −1,353 | $0.00 | $0 | 2,716 | Direct | |
| Feb 3, 2023 | Common Stock | MOption exerciseDisposed | −2,085 | $0.00 | $0 | 0 | Direct | |
| Feb 3, 2023 | Common Stock | MOption exerciseDisposed | −2,340 | $0.00 | $0 | 0 | Direct | |
| Feb 4, 2023 | Common Stock | MOption exerciseDisposed | −2,107 | $0.00 | $0 | 0 | Direct | |
| Feb 5, 2023 | Common Stock | MOption exerciseDisposed | −1,712 | $0.00 | $0 | 1,571 | Direct | |
| Feb 7, 2023 | Common Stock | AGrant or awardAcquired | +4,607 | $0.00 | $0 | 4,607 | Direct | |
| Feb 7, 2023 | Common Stock | AGrant or awardAcquired | +15,730 | $0.00 | $0 | 15,730 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.