Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Feb 3, 2023
- Accession no.
- 0001062993-23-002094
- Filed
- Feb 3, 2023
- Trade date
- Feb 1-2, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions. Open-market sales total $4.70M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2023 | Common Stock | SSaleDisposed | −2,500 | $242.45F2 | −$606,125 | 11,665,725 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −2,158 | $243.28F3 | −$524,998.24 | 11,663,567 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −280 | $244.35F4 | −$68,418 | 11,663,287 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −349 | $245.90F5 | −$85,819.1 | 11,662,938 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −2,669 | $247.08F6 | −$659,456.52 | 11,660,269 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −1,006 | $247.77F7 | −$249,256.62 | 11,659,263 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −100 | $247.30 | −$24,730 | 11,659,163 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −20 | $249.62 | −$4,992.4 | 11,659,143 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −831 | $252.29F8 | −$209,652.99 | 11,658,312 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −384 | $253.11F9 | −$97,194.24 | 11,657,928 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −545 | $254.28F10 | −$138,582.6 | 11,657,383 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −2,076 | $255.29F11 | −$529,982.04 | 11,655,307 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −2,788 | $256.51F12 | −$715,149.88 | 11,652,519 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −1,861 | $257.45F13 | −$479,114.45 | 11,650,658 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −1,200 | $258.54F14 | −$310,248 | 11,649,458 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $241.8800 to $242.8700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $242.8900 to $243.8300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $243.9200 to $244.8500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $245.4200 to $246.3800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $246.4500 to $247.4300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $247.4600 to $248.4000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $251.8350 to $252.8200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $252.8300 to $253.7500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $253.8500 to $254.8200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $254.8900 to $255.8500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $255.9100 to $256.8900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
The transaction was executed in multiple trades at prices ranging from $256.9900 to $257.9500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
The transaction was executed in multiple trades at prices ranging from $258.0300 to $258.9750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.