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Prime Movers Lab Fund I LP's Form 4 filing

Vaxxinity, Inc. (VAXX) · filed Jan 25, 2023

Accession no.
0001062993-23-001392
Filed
Jan 25, 2023, 5:58 PM ET
Trade date
Jan 23, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $1.68M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Prime Movers Lab Fund I LPCIK 000175163110% Owner
Sloss DakinCIK 000187541110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 23, 2023Class A common stockSSaleDisposed−95,475$3.35F1−$319,974.922,065,027Indirect
Jan 23, 2023Class A common stockSSaleDisposed−405,217$3.35F1−$1,358,044.258,764,372Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price of $3.3514 per share represents a weighted average of purchase prices ranging from $3.19 to $3.62 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)