Mason Jeanne K's Form 4 filing
Baxter International Inc (BAX) · filed Jan 19, 2023
- Accession no.
- 0001062993-23-001088
- Filed
- Jan 19, 2023
- Trade date
- Jan 17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.66M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mason Jeanne KCIK 0001362109 | Officer (SVP, Human Resources) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 17, 2023 | Common Stock, $1 par value | MOption exerciseAcquired | +59,477 | $37.82 | +$2,249,420.14 | 185,708 | Direct | |
| Jan 17, 2023 | Common Stock, $1 par value | SSaleDisposed | −59,477 | $44.70 | −$2,658,621.9 | 126,231 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 17, 2023 | Common Stock, $1 par value | MOption exerciseDisposed | −19,825 | $0.00 | $0 | 39,652 | Direct | |
| Jan 17, 2023 | Common Stock, $1 par value | MOption exerciseDisposed | −19,826 | $0.00 | $0 | 19,826 | Direct | |
| Jan 17, 2023 | Common Stock, $1 par value | MOption exerciseDisposed | −19,826 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.