Heffernan Michael Thomas's Form 4 filing
Collegium Pharmaceutical, Inc (COLL) · filed Dec 27, 2022
- Accession no.
- 0001062993-22-024501
- Filed
- Dec 27, 2022
- Trade date
- Dec 22-27, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $590.5K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heffernan Michael ThomasCIK 0001448914 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2022 | Common Stock | MOption exerciseAcquired | +237 | $16.15 | +$3,827.55 | 28,260 | Direct | |
| Dec 22, 2022 | Common Stock | SSaleDisposed | −237 | $23.00 | −$5,451 | 28,023 | Direct | |
| Dec 23, 2022 | Common Stock | MOption exerciseAcquired | +4,989 | $16.15 | +$80,572.35 | 33,012 | Direct | |
| Dec 23, 2022 | Common Stock | SSaleDisposed | −4,989 | $23.00 | −$114,747 | 28,023 | Direct | |
| Dec 27, 2022 | Common Stock | MOption exerciseAcquired | +15,995 | $16.15 | +$258,319.25 | 44,018 | Direct | |
| Dec 27, 2022 | Common Stock | SSaleDisposed | −15,995 | $23.63 | −$377,961.85 | 28,023 | Direct | |
| Dec 27, 2022 | Common Stock | MOption exerciseAcquired | +3,820 | $16.15 | +$61,693 | 31,843 | Direct | |
| Dec 27, 2022 | Common Stock | SSaleDisposed | −3,820 | $24.16 | −$92,291.2 | 28,023 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2022 | Common Stock | MOption exerciseDisposed | −237 | $0.00 | $0 | 24,804 | Direct | |
| Dec 23, 2022 | Common Stock | MOption exerciseDisposed | −4,989 | $0.00 | $0 | 19,815 | Direct | |
| Dec 27, 2022 | Common Stock | MOption exerciseDisposed | −15,995 | $0.00 | $0 | 3,820 | Direct | |
| Dec 27, 2022 | Common Stock | MOption exerciseDisposed | −3,820 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.